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Privacy Policy

Notice of Privacy Policies and Practices

Novum Alpha considers client relationships to be the hallmark of our business and are dedicated to protecting the confidentiality of any non-public and/or personal information provided by our clients. We understand the trust that our clients place in us and are committed to earning that trust well into the future.

Types of Information Gathered

We collect personal information on applications, forms, documents, transaction histories and correspondence (electronic, written and telephonic) with clients. Through our websites we gather information about visitors and their needs submitted through answers to surveys, data input to calculators and information entered onto forms. This information includes but is not limited to, name, postal address, e-mail address and any other personal particulars. Much of the data collected is statistical in nature and is not generally attributable to any specific client.

How We Use the Information

We use the information gathered to service your account and to provide you with additional information about products and services. We do not disclose any non-public information about current or former clients to any unaffiliated third party except as permitted or required by law, or at the specific request of the client. The information we collect, as described above, may be shared with our corporate affiliates in the financial services industry in order to enhance and improve client communications, services, and products designed to meet our clients’ needs. We may disclose some or all of the above information to affiliated and unaffiliated companies that perform marketing and such other services (such as preparing and mailing prospectuses, reports and account statements, conducting research on client satisfaction) on our behalf or to other financial institutions with whom we have joint marketing agreements. These parties that are not affiliated with us have agreed not to use this information for any other purpose.

Policies and Practices to Protect Confidential Information

Only those employees that have a business need for personally identifiable data about our clients are given access to that information. We maintain physical, electronic and procedural safeguards that comply with Cayman Islands law to protect your non-public personal information. For example, we take precautions to help keep our information systems secure, including, but not limited to, the use of firewalls for our Internet-based systems. We also use, when appropriate, encryption technologies, user authentication systems and access control mechanisms.

Use of Cookies

Most websites use “cookies” to help improve the online experience for users. Each cookie is a small text file that the website downloads onto a user’s device. Novum Alpha uses cookies for several reasons, to tell us how and when pages of our sites are visited, to identify our visitors’ technology preferences and to ensure that our websites are working properly.

The cookies we use contain information that identifies your computer and stores data about your visits to our websites during and after your visit.

Some internet browsers have incorporated “Do Not Track” features. Most of these features, when turned on, send a signal or preference (the “DNT Signal”) to the websites you visit indicating that you do not wish to be tracked. Because there is not yet a common understanding of how to interpret DNT Signals, nor a common definition of “tracking”, we do not currently respond to DNT Signals on the Novum Alpha website.

Managing Cookies

Most browsers allow you to accept or reject all cookies or to accept only certain types of cookies or ask you each time a website wants to store a cookie, and also allow you to delete cookies stored on your device. If you decide to change the use of cookies or choose to disable cookies, you can change your browser settings:


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Important Risk Information

The information provided on this site is for informational purposes only. It is not to be construed as investment advice or a recommendation or offer to buy or sell any security. Prospective clients should always obtain and read an up-to-date product and/or services description or prospectus before deciding whether to invest. Any views expressed herein are those of Novum Alpha SPC (“the Company”) are based on available information, and are subject to change without notice. Novum Alpha SPC is a registered mutual fund under Section 4(3) of The Mutual Funds Act (2021 revision to carry on mutual fund business in or from the Cayman Islands, subject to the provisions of the aforementioned Act with Registration Number: 1890405.

There are no guarantees regarding the achievement of investment objectives, target returns, or measurements such as alpha, tracking error, asset weightings and other information ratios. The views and strategies described may not be suitable for all clients. The Company does not provide tax or legal advice. Prospective subscribers should consult with a tax or legal advisor before making any investment decision. Investing in any investment product entails risks and there can be no assurance that the Company avoid incurring losses or achieve any of a prospective subscriber’s investment goals.

Performance quoted represents past performance, which is no guarantee of future results. Investment and principal value will fluctuate, so you may have a gain or loss when assets are sold. Current performance may be higher or lower than that quoted product’s expenses and other liabilities, and such product may be unable to meet its investment objective